Disclosure Statements

Annual Disclosures

Best Execution Statement

Breakpoint Disclosure Statement

Business Continuity Plan

Client Relationship Summary

Customer Complaint Notice

Customer Identification Program Notice

Day Trading Risk Disclosure Statement

Direct Communication Rule 14B-1(c)

Extended Hours Trading

Exchange Traded Products Risk Disclosure

FINRA Public Disclosure Program

Fixed Income Securities Terms and Conditions

Futures Disclosure

General Investment and System Risk Disclosure

Margin Disclosure Statement

Penny Stock Disclosure

Privacy Policy

Regulation Best Interest Disclosure Statement

Risk Disclosure Statement

SEC Rule 606 Order Disclosure

SEC Rule 607 Order Disclosure

SIPC Statement

Special Options Risk Disclosure Statement for Uncovered Option Writers

Terms and Conditions

Futures Commission Merchant (FCM) Disclosures

As of3/31/222/28/221/31/2212/31/2111/30/2110/31/219/30/218/31/217/31/216/30/215/31/214/30/21
Adjusted Net Capital $3,807,121 $2,878,057 $3,689,591 $4,664,309 $5,214,640$5,370,510$6,392,824$7,012,673$7,731,244$8,466,951$9,107,343$9,787,413
Required Net Capital $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000
Excess Net Capital $2,807,121 $1,878,057 $2,689,591$3,664,309$4,214,640$4,370,510$5,392,824$6,012,673$6,731,244$7,466,951$8,107,343 $8,787,413

Statements of Segregation Requirements and Funds in Segregation for Customers Trading on U.S. Exchanges & the Statements of Secured Amounts and Funds Held in Separate Accounts:

Daily Customer Segregated and Secured Fund Statement:

Additional FCM Documents

Financial information regarding Lime Trading, including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.

The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.

Investor Links