Disclosure Statements
Annual Disclosures
Best Execution Statement
Breakpoint Disclosure Statement
Business Continuity Plan
Client Relationship Summary
Customer Complaint Notice
Customer Identification Program Notice
Day Trading Risk Disclosure Statement
Direct Communication Rule 14B-1(c)
Extended Hours Trading
Exchange Traded Products Risk Disclosure
FINRA Public Disclosure Program
Fixed Income Securities Terms and Conditions
Futures Disclosure
General Investment and System Risk Disclosure
Margin Disclosure Statement
Penny Stock Disclosure
Privacy Policy
Regulation Best Interest Disclosure Statement
Risk Disclosure Statement
SEC Rule 606 Order Disclosure
SEC Rule 607 Order Disclosure
SIPC Statement
Special Options Risk Disclosure Statement for Uncovered Option Writers
Terms and Conditions
Futures Commission Merchant (FCM) Disclosures
Monthly Financial:
| As of | 3/31/22 | 2/28/22 | 1/31/22 | 12/31/21 | 11/30/21 | 10/31/21 | 9/30/21 | 8/31/21 | 7/31/21 | 6/30/21 | 5/31/21 | 4/30/21 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Adjusted Net Capital | $3,807,121 | $2,878,057 | $3,689,591 | $4,664,309 | $5,214,640 | $5,370,510 | $6,392,824 | $7,012,673 | $7,731,244 | $8,466,951 | $9,107,343 | $9,787,413 |
| Required Net Capital | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 | $1,000,000 |
| Excess Net Capital | $2,807,121 | $1,878,057 | $2,689,591 | $3,664,309 | $4,214,640 | $4,370,510 | $5,392,824 | $6,012,673 | $6,731,244 | $7,466,951 | $8,107,343 | $8,787,413 |
Statements of Segregation Requirements and Funds in Segregation for Customers Trading on U.S. Exchanges & the Statements of Secured Amounts and Funds Held in Separate Accounts:
Daily Customer Segregated and Secured Fund Statement:
Additional FCM Documents
Financial information regarding Lime Trading, including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.
The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.